DEPARTMENT OF DISTANCE AND CONTINUING EDUCATION
SCHOOL OF OPEN LEARNING, CAMPUS OF OPEN LEARNING
UNIVERSITY OF DELHI

NISM Regulatory Certification Preparatory Training (XXI-A-Portfolio Management Services)

About the Course:

FinX offers training to students and early career professionals for the National Institute of Securities Markets (NISM) Regulatory Certifications. NISM has prescribed several mandatory financial certifications to ensure that industry professionals receive relevant and important training before they start selling products to customers. These certifications are designed by the regulator in collaboration with industry experts and therefore are updated and relevant at all points in time.

These exams provide you an insight into various financial products which will not only help in strengthening your resume/profile at the time of searching for a job or becoming an entrepreneur but will additionally help you when you wish to invest in products like mutual funds yourself.

We cater to several corporate clients – leading private banks, broking houses, NBFCs, colleges etc. and help employees and students undergo the regulatory examinations. CIEL which a subsidiary of FinX has its own Regulatory Compliance portal which aims to bring together and create a unique 360-degree platform to provide end to end services of onboarding, training and EUIN. CIEL is the longest serving training partner for NISM CPEs, offering these programs for over 10 years.

NISM Regulatory Certification Highlights --

  • NISM, an educational arm of the Securities & Exchange Board of India (SEBI) has prescribed job role based mandatory regulatory certifications for the Banking & Financial Services Sector.
  • These certifications signify that the candidate is well qualified updated in the job role to work in the BFSI sector, strengthening their professional profile and enhancing career opportunities.
  • The certification curriculum provides in depth knowledge of the securities market and the associated regulations and risks.
  • NISM certifications also pave a path for individuals to start their own financial entrepreneurship journey.
  • The NISM certifications are backed by SEBI, making them widely recognized by brokers, banks, asset management firms, and other SEBI associated entities across the country.
  • The certifications are open to anyone with a keen interest in finance, including students, working individuals and novice investors amongst others.

Duration: 30 hrs (1 month).

Fees: Rs. 3500 per program

Eligibility: Students pursuing graduation or completed graduation and post-graduation (from any stream or subjects) or equivalent can apply to join this Certificate Course.

Job Prospects/ Future Opportunities:

  • Mutual Fund Distribution
  • Derivatives Trading
  • Portfolio Management
  • Risk Management
  • Stock Broking
  • Wealth Management

Schedule Of Classes: Offline mode

No. of Seats: 60

Brief about trainers profile:

Joydeep Sen
MBA , CFP Finance Corporate Trainer, Author, Columnist
Former Senior Vice President - Advisory Desk at BNP Paribas Wealth Management Joydeep has over 25 years of experience and has been awarded "100 Most Influential BFSI Leaders" by BFSI Congress.


Nikunj Sharma
MBA in Finance
Director, CIEL Head Investor Awareness & Training Nikunj has over 25 years of experience in the BFSI industry and a published author of the book 'The Stock Market Monk'.


Harish Menon
Chartered Accountant
Founder & CEO of H-Zone Capital Management Services (H-Zone Capital) & Co-Founder of House of Alpha Harish has over 20 years of experience in financial markets, taxation, accountancy.


T.S.Jagadharini
Associate Member of Institute of Company Secretaries of India
Former Executive Director at JP Morgan Chase Empanelled with NISM to conduct certification programs Jagdharini comes with over 20 years of experience and has also served as Vice President, NSE.

Structure Of Lesson PlanApplication Form

Important Information:


• Registrations open from 15th February
• ‚Ā†Registrations in these courses are open for all, including University of Delhi students.
• Admissions on first cum first serve basis (as per the number of seats in each course).
• For Courses having fees above Rs. 1000/- on completion of the Batch Size of 40-50 students 10% supernumerary seats shall be given to the Economically Weaker Section on subsidized rates (available after screening of the candidates).

Help line number:

  • 9318354363
  • 9318354636

Email-id:

  • skillcentre.cisbc@col.du.ac.in

Address for Skill Courses (Centre):

  • OLDC, Second Floor, ARC Building, University of Delhi,
    Opposite S.G.T.B. Khalsa College, Delhi-110007